Paralegal Rules of Conduct

Text Only Small TextMedium TextLarge Text

Thursday, March 11

Adopted by Convocation on March 29, 2007

In Effect: May 1, 2007
Amended: May 25, 2007, January 24, 2008, April 24, 2008, October 30, 2008, November 27, 2008, January 29, 2009, January 28, 2010

Amendment History

Paralegal Rules of Conduct: Contents
Click here to download the complete Paralegal Rules of Conduct (304 KB)
RULE 1:
Citation And Interpretation

Definitions for key terms used throughout the Rules and guidelines for interpretation of the Rules.

Download
Rule 1
RULE 2:
Professionalism

Rules on issues related to professionalism, such as integrity and civility, undertakings, harassment and discrimination.

Download
Rule 2
RULE 3:
Duty to Clients

Rules on client-related issues such as competence, confidentiality, conflict of interest, client property and withdrawal from representation.

Download
Rule 3
RULE 4:
Advocacy

Rules related to advocacy such as duty to clients, tribunals and others, disclosure of documents, interviewing witnesses, communication with witnesses giving testimony, the paralegal as witness and dealing with unrepresented persons.

Download
Rule 4
RULE 5:
Fees and Retainers

Rules on fee issues including contingency fees, joint retainers, fee splitting and referral fees.

Download
Rule 5
RULE 6:
Duty to the Administration of Justice

Rules relating to a paralegal's duty to the administration of justice and the courts, including security of court facilities, public appearances and statements, and unauthorized practice.

Download
Rule 6
RULE 7:
Duty to Licensees and Others


Rules governing a paralegal's conduct toward licensees and others including the duty to act with courtesy and good faith.

Download
Rule 7
RULE 8:
Practice Management


Rules on issues related to practice management including general obligations, advertising, insurance, and firm names, letterhead and signs.

Download
Rule 8
RULE 9:
Responsibility to the Law Society

Rules covering a paralegal's duty to the Law Society including communications from the Law Society, duties to report, professional misconduct and conduct unbecoming a paralegal.

Download
Rule 9